Chase Adam's Form 4 filing
Chase Corp (CCF) · filed Sep 2, 2021
- Accession no.
- 0001179110-21-008521
- Filed
- Sep 2, 2021
- Trade date
- Aug 31-Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $115.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chase AdamCIK 0001254843 | Director, Officer (President/CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Chase Corporation Common Stock | FTax withholdingDisposed | −441 | $114.50 | −$50,494.5 | 32,133 | Direct | |
| Sep 1, 2021 | Chase Corporation Common Stock | AGrant or awardAcquired | +1,238 | $0.00 | $0 | 33,371 | Direct | |
| Sep 1, 2021 | Chase Corporation Common Stock | SSaleDisposed | −1,000 | $115.50F3 | −$115,500 | 195,383 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | AGrant or awardAcquired | +3,474 | $0.00 | $0 | 3,474 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.46 to $116.07 for all transactions reported on this date utilizing a weighted average price. The reporting person will provide to issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.