Sorg Elaine K.'s Form 4 filing
AbbVie Inc. (ABBV) · filed Aug 25, 2021
- Accession no.
- 0001179110-21-008421
- Filed
- Aug 25, 2021
- Trade date
- Aug 23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sorg Elaine K.CIK 0001832571 | Officer (SVP, US Commercial Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −6,000 | $120.00 | −$720,000 | 11,595 | Direct | |
| Aug 23, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +7,080 | $114.36 | +$809,668.8 | 18,675 | Direct | |
| Aug 23, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −7,080 | $120.00 | −$849,600 | 11,595 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Common Stock | MOption exerciseDisposed | −7,080 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The transactions reported on this Form 4 were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).