Moradi David's Form 4 filing

Audioeye Inc (AEYE) · filed Aug 23, 2021

Accession no.: 0001179110-21-008341
Filed: Aug 23, 2021, 9:06 AM ET
Trade date: Aug 19-20, 2021
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $306.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Moradi DavidCIK 0001658843	Director, Officer (See Remarks), 10% Owner
Sero Capital LLCCIK 0001751296	Director, Officer (See Remarks), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Aug 19, 2021	Common Stock	PPurchaseAcquired	+10,000	$11.60^F1	+$116,000	2,791,497	Indirect
Aug 20, 2021	Common Stock	PPurchaseAcquired	+16,734	$11.37^F2	+$190,268.93	2,808,231	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 19, 2021 with purchase prices ranging from $11.50 to $11.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Reflects the weighted average price of 16,734 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 20, 2021 with purchase prices ranging from $11.01 to $11.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)