Prause Burkhard's Form 4 filing
Bruker Corp (BRKR) · filed Aug 18, 2021
- Accession no.
- 0001179110-21-008281
- Filed
- Aug 18, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $873.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prause BurkhardCIK 0001544726 | Officer (Pres. & CEO, Bruker EST) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +4,371 | $22.19 | +$96,992.49 | 26,494 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +3,249 | $34.02 | +$110,530.98 | 29,743 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +1,903 | $41.95 | +$79,830.85 | 31,646 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +923 | $43.50 | +$40,150.5 | 32,569 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −10,446 | $83.66 | −$873,912.36 | 22,123 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −4,371 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −3,249 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −1,903 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −923 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.