Moradi David's Form 4 filing
Audioeye Inc (AEYE) · filed Aug 18, 2021
- Accession no.
- 0001179110-21-008280
- Filed
- Aug 18, 2021, 4:57 PM ET
- Trade date
- Aug 16-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $537.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moradi DavidCIK 0001658843 | Director, Officer (See Remarks), 10% Owner |
| Sero Capital LLCCIK 0001751296 | Director, Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +4,981 | $9.90F1 | +$49,311.9 | 2,736,246 | Indirect | |
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +5,019 | $11.50F2 | +$57,718.5 | 2,741,265 | Indirect | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +23,432 | $10.64F3 | +$249,314.14 | 2,764,697 | Indirect | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +200 | $11.46F4 | +$2,291 | 2,764,897 | Indirect | |
| Aug 18, 2021 | Common Stock | PPurchaseAcquired | +16,600 | $10.75F5 | +$178,526.36 | 2,781,497 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 4,981 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $9.34 to $10.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 5,019 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $10.90 to $11.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 23,432 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $10.30 to $11.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average price of 200 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $11.42 to $11.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average price of 16,600 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 18, 2021 with purchase prices ranging from $10.63 to $10.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer.