Sinnott Robert A's Form 4 filing
Usana Health Sciences Inc (USNA) · filed Aug 18, 2021
- Accession no.
- 0001179110-21-008255
- Filed
- Aug 18, 2021
- Trade date
- Aug 16-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $860.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sinnott Robert ACIK 0001298819 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +1,648 | $65.48 | +$107,911.04 | 1,648 | Direct | |
| Aug 16, 2021 | common Stock | SSaleDisposed | −1,648 | $95.04F2 | −$156,625.92 | 0 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseAcquired | +7,492 | $65.48 | +$490,576.16 | 7,492 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −7,492 | $94.00 | −$704,248 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −5,304 | $0.00 | $0 | 24,696 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −24,696 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Weighted average price $95.04 Price range in multiple transactions was $95.02 to $95.05 inclusively.
Referenced by the price of 1 transaction in Table I.