Casella Douglas R's Form 4 filing
Casella Waste Systems Inc (CWST) · filed Aug 11, 2021
- Accession no.
- 0001179110-21-008127
- Filed
- Aug 11, 2021
- Trade date
- Aug 9-11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $6.85M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella Douglas RCIK 0001055353 | Director, Officer (Vice Chairman, Bd of Directors) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Class A Common Stock | SSaleDisposed | −2,000 | $68.50F1 | −$137,000 | 356,353 | Direct | |
| Aug 9, 2021 | Class A Common Stock | SSaleDisposed | −62,343 | $68.24F2 | −$4,254,286.32 | 294,010 | Direct | |
| Aug 10, 2021 | Class A Common Stock | SSaleDisposed | −8,398 | $68.19F3 | −$572,659.62 | 285,612 | Direct | |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −7,700 | $68.54F4 | −$527,758 | 277,912 | Direct | |
| Aug 11, 2021 | Class A Common Stock | SSaleDisposed | −19,559 | $69.40F5 | −$1,357,394.6 | 258,353 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.50 to $68.54. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.00 to $68.59. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.02 to $68.68. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.00 to $68.99. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $69.00 to $69.71. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.