Skip to main content

Bettis Carr's Form 4 filing

Audioeye Inc (AEYE) · filed Aug 10, 2021

Accession no.
0001179110-21-008085
Filed
Aug 10, 2021
Trade date
Aug 9, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $132.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bettis CarrCIK 0001586216Director, Officer (Exec Chrmn/Chrmn of the Board)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2021Common StockSSaleDisposed−9,056$14.13F2−$127,961.28429,475Indirect
Aug 9, 2021Common StockSSaleDisposed−300$14.48F4−$4,344429,175Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects the weighted average price of 9,056 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 9, 2021 with sales prices ranging from $13.46 to $14.4175 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average price of 300 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 9, 2021 with sales prices ranging from $14.46 to $14.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)