Young Morris S's Form 4 filing
Axt Inc (AXTI) · filed Aug 9, 2021
- Accession no.
- 0001179110-21-008027
- Filed
- Aug 9, 2021
- Trade date
- Aug 5-6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $387.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Young Morris SCIK 0001078582 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | SSaleDisposed | −28,439 | $9.65 | −$274,436.35 | 1,722,951 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −11,561 | $9.75 | −$112,719.75 | 1,711,390 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.