Casella John W's Form 4 filing
Casella Waste Systems Inc (CWST) · filed Aug 6, 2021
- Accession no.
- 0001179110-21-008000
- Filed
- Aug 6, 2021
- Trade date
- Aug 4-6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $7.70M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella John WCIK 0001055352 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Class A Common Stock | SSaleDisposed | −13,446 | $69.30F1 | −$931,807.8 | 107,461 | Direct | |
| Aug 4, 2021 | Class A Common Stock | SSaleDisposed | −24,516 | $68.82F2 | −$1,687,191.12 | 82,945 | Direct | |
| Aug 4, 2021 | Class A Common Stock | SSaleDisposed | −1,901 | $69.46F3 | −$132,043.46 | 81,044 | Direct | |
| Aug 5, 2021 | Class A Common Stock | SSaleDisposed | −28,232 | $68.31F4 | −$1,928,527.92 | 52,812 | Direct | |
| Aug 5, 2021 | Class A Common Stock | SSaleDisposed | −20,629 | $68.36F5 | −$1,410,198.44 | 32,183 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −23,510 | $68.67F6 | −$1,614,431.7 | 8,673 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $69.00 to $69.77. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.22 to $69.18. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $69.25 to $69.73. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.20 to $69.00. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.08 to $68.79. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.14 to $68.97. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.