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Winssinger Frederic J's Form 4 filing

Usana Health Sciences Inc (USNA) · filed Jul 30, 2021

Accession no.
0001179110-21-007761
Filed
Jul 30, 2021
Trade date
Jul 28-29, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $91.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Winssinger Frederic JCIK 0001673356Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 28, 2021Common StockMOption exerciseAcquired+312–F1–2,516Direct
Jul 29, 2021Common StockSSaleDisposed−926$99.08F3−$91,748.081,590Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 28, 2021Common StockMOption exerciseDisposed−312$0.00$0936Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a contingent right to receive one share of USNA common stock.

Referenced by the price of 1 transaction in Table I.

F3

Weighted average price $99.08. Price range in multiple transactions was $98.93 to $99.11 inclusively.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)