Lasota Stephen's Form 4 filing
Cowen Inc. (COWN) · filed Jul 15, 2021
- Accession no.
- 0001179110-21-007502
- Filed
- Jul 15, 2021
- Trade date
- Jul 13-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $445.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lasota StephenCIK 0001477552 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Class A Common Stock | SSaleDisposed | −7,885 | $40.12 | −$316,346.2 | 241,778 | Direct | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −3,182 | $40.55 | −$129,030.1 | 238,596 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.