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Jain Mudit K.'s Form 4 filing

CVRx, Inc. (CVRX) · filed Jul 2, 2021

Accession no.
0001179110-21-007343
Filed
Jul 2, 2021
Trade date
Jul 1-2, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $4.03M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jain Mudit K.CIK 0001584404Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2021Common StockPPurchaseAcquired+1,000$25.10+$25,1001,000Direct
Jul 2, 2021Common StockCConversionAcquired+711,161––711,161Indirect
Jul 2, 2021Common StockPPurchaseAcquired+222,222$18.00+$3,999,996933,383Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 2, 2021Common StockCConversionDisposed−711,161$0.00$00Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)