de Groot Steven J's Form 4 filing
EVO Payments, Inc. (EVOP) · filed Jul 2, 2021
- Accession no.
- 0001179110-21-007321
- Filed
- Jul 2, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $56.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| de Groot Steven JCIK 0001739529 | Officer (EVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class D Common Stock | MOption exerciseDisposed | −2,000 | –F1 | – | 68,221 | Direct | |
| Jul 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +2,000 | –F1 | – | 11,605 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −2,000 | $28.00 | −$56,000 | 9,605 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 68,221 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On July 1, 2021 the reporting person exchanged units of EVO Investco, LLC, together with shares of Class D Common Stock, on a one-for-one basis for shares of Class A Common Stock of EVO Payments, Inc. (the "Issuer") pursuant to an exchange agreement among the Issuer, the reporting person and certain other persons party thereto.
Referenced by the price of 2 transactions in Table I.