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Atwell Robert Bruce's Form 4 filing

Nicolet Bankshares Inc (NIC) · filed Mar 16, 2026

Accession no.
0001174850-26-000081
Filed
Mar 16, 2026
Trade date
Mar 12, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $495.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Atwell Robert BruceCIK 0001253903Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 12, 2026Common StockMOption exerciseAcquired+10,000$56.43+$564,30044,054Direct
Mar 12, 2026Common StockFTax withholdingDisposed−6,691$150.28−$1,005,523.4837,363Direct
Mar 12, 2026Common StockSSaleDisposed−1,885$149.49F1−$281,788.6535,478Direct
Mar 12, 2026Common StockSSaleDisposed−1,324$150.26−$198,944.2434,154Direct
Mar 12, 2026Common StockSSaleDisposed−100$150.27−$15,02734,054Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2026Common StockMOption exerciseDisposed−10,000$0.00$047,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.13 to $149.96, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)