Shane Dr. Halden Stuart's Form 4 filing
TOMI Environmental Solutions, Inc. (TOMZ) · filed Sep 7, 2021
- Accession no.
- 0001170022-21-000010
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $87.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shane Dr. Halden StuartCIK 0001665888 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock | PPurchaseAcquired | +22,082 | $2.00 | +$44,164 | 3,921,463 | Direct | |
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +21,200 | $2.02 | +$42,824 | 3,942,663 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.