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Fante Peter's Form 4 filing

Verint Systems Inc (VRNT) · filed Apr 15, 2025

Accession no.
0001166388-25-000055
Filed
Apr 15, 2025
Trade date
Apr 25, 2022-Apr 15, 2025
Filing delay
1,086 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 5 derivative transactions. Open-market sales total $155.7K. It was filed 1086 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fante PeterCIK 0001208487Officer (Chief Administrative Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 12, 2025Common StockMOption exerciseAcquired+3,334$0.00F1$025,340Direct
Apr 12, 2025Common StockMOption exerciseAcquired+8,994$0.00F3$034,334Direct
Apr 12, 2025Common StockFTax withholdingDisposed−1,202$15.88F1,F4−$19,087.7633,132Direct
Apr 12, 2025Common StockFTax withholdingDisposed−3,243$15.88F3,F4−$51,498.8429,889Direct
Apr 15, 2025Common StockSSaleDisposed−9,439$16.50F5,F6−$155,743.520,450Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 25, 2022Common StockAGrant or awardAcquired+3,334–F1–3,334Direct
Apr 20, 2023Common StockAGrant or awardAcquired+10,500–F8–13,834Direct
Apr 22, 2024Common StockAGrant or awardAcquired+44,974–F3–58,808Direct
Apr 12, 2025Common StockMOption exerciseDisposed−3,334–F1–55,474Direct
Apr 12, 2025Common StockMOption exerciseDisposed−8,994–F3–46,480Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On April 25, 2022, the reporting person was granted 3,334 restricted stock units ("RSUs") subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. All 3,334 RSUs vested on April 12, 2025.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

F3

On April 22, 2024, the reporting person was granted 44,974 RSUs subject to time vesting. Such RSUs vest in five equal installments on April 12, 2025, September 12, 2025, April 12, 2026, September 12, 2026, and April 12, 2027. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 8,994 of these RSUs vested on April 12, 2025.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

F4

Shares withheld to satisfy tax withholding obligation arising upon vesting of RSUs.

Referenced by the price of 2 transactions in Table I.

F5

Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $16.41 to $16.63 per share.

Referenced by the price of 1 transaction in Table I.

F6

The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

On April 20, 2023, the reporting person was granted 10,500 RSUs subject to time vesting. Such RSUs vest in three equal installments on June 15, 2025, December 15, 2025, and June 15, 2026. Each RSU represents the right to receive one share of the common stock of the issuer and/or cash upon vesting.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)