Frank Richard M's Form 4 filing
Westwood Holdings Group Inc (WHG) · filed Dec 1, 2021
- Accession no.
- 0001165002-21-000103
- Filed
- Dec 1, 2021
- Trade date
- Nov 29-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $16.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Richard MCIK 0001204768 | Director, Other: Chairman |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | common stock | PPurchaseAcquired | +406 | $16.65 | +$6,759.9 | 60,288 | Direct | |
| Nov 30, 2021 | common stock | PPurchaseAcquired | +578 | $16.65 | +$9,623.7 | 60,866 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.