Frank Richard M's Form 4/A amendment
AmendedWestwood Holdings Group Inc (WHG) · filed Nov 23, 2021
- Accession no.
- 0001165002-21-000097
- Filed
- Nov 23, 2021
- Trade date
- Nov 18-19, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 22, 2021
This filing lists 3 non-derivative transactions. Open-market purchases total $112.7K. It was filed 5 days after the trade.
This filing was later replaced by the amendment 0001165002-21-000101 (Dec 1, 2021). Trade tables on this site use the amended version.
This amendment replaces 0001165002-21-000095 (filed Nov 22, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Richard MCIK 0001204768 | Director, Other: Chairman |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | common stock | PPurchaseAcquired | +502 | $17.50 | +$8,785 | 53,868 | Direct | |
| Nov 19, 2021 | common stock | PPurchaseAcquired | +4,498 | $17.50 | +$78,715 | 58,366 | Direct | |
| Nov 18, 2021 | common stock | PPurchaseAcquired | +1,516 | $16.65 | +$25,241.4 | 59,882 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.