Armstrong D Geoffrey's Form 4 filing
Urban One, Inc. (UONE) · filed May 13, 2022
- Accession no.
- 0001162953-22-000001
- Filed
- May 13, 2022
- Trade date
- May 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $182.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Armstrong D GeoffreyCIK 0001162953 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Class D Common Stock | MOption exerciseAcquired | +30,120 | –F1 | – | 208,541 | Direct | |
| May 11, 2022 | Class D Common Stock | SSaleDisposed | −14,931 | $6.06F3 | −$90,481.86 | 193,610 | Direct | |
| May 11, 2022 | Class D Common Stock | SSaleDisposed | −15,189 | $6.05F3 | −$91,893.45 | 178,421 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Class D Common Stick | MOption exerciseDisposed | −30,120 | $0.00 | $0 | 208,541 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. These options were to expire on June 5, 2022.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 2 transactions in Table I.