Daly Richard J's Form 4 filing
Catalyst Pharmaceuticals, Inc. (CPRX) · filed Jun 5, 2024
- Accession no.
- 0001161697-24-000254
- Filed
- Jun 5, 2024
- Trade date
- Jun 4, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $276.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daly Richard JCIK 0001635393 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 4, 2024 | Common stock, par value $0.001 per share | MOption exerciseAcquired | +40,000 | $4.01 | +$160,400 | 252,147 | Direct | |
| Jun 4, 2024 | Common stock, par value $0.001 per share | SSaleDisposed | −17,323 | $15.98F1 | −$276,821.54 | 234,824 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 4, 2024 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 1,731,012 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were sold on the open market in order to fund the exercise price and tax withholding of the exercise of the stock option.
Referenced by the price of 1 transaction in Table I.