Takesako Ichiro John Paul's Form 4 filing
USBC, Inc. (USBC) · filed Apr 20, 2023
- Accession no.
- 0001161697-23-000254
- Filed
- Apr 20, 2023
- Trade date
- Mar 24-31, 2023
- Filing delay
- 27 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market sales total $32.0K. It was filed 27 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Takesako Ichiro John PaulCIK 0001572834 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock | SSaleDisposed | −5,000 | $0.88 | −$4,400 | 51,000 | Direct | |
| Mar 27, 2023 | Common Stock | SSaleDisposed | −5,000 | $0.92 | −$4,600 | 46,000 | Direct | |
| Mar 28, 2023 | Common Stock | SSaleDisposed | −5,000 | $0.90 | −$4,500 | 41,000 | Direct | |
| Mar 29, 2023 | Common Stock | SSaleDisposed | −5,000 | $0.90 | −$4,500 | 36,000 | Direct | |
| Mar 30, 2023 | Common Stock | SSaleDisposed | −7,120 | $0.87 | −$6,194.4 | 28,880 | Direct | |
| Mar 30, 2023 | Common Stock | SSaleDisposed | −1,380 | $0.89 | −$1,228.2 | 27,500 | Direct | |
| Mar 31, 2023 | Common Stock | SSaleDisposed | −7,500 | $0.88 | −$6,600 | 20,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.