Tierney David S's Form 4 filing
Catalyst Pharmaceuticals, Inc. (CPRX) · filed Apr 7, 2023
- Accession no.
- 0001161697-23-000243
- Filed
- Apr 7, 2023
- Trade date
- Apr 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $504.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tierney David SCIK 0001292636 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common stock, par value $0.001 per share | MOption exerciseAcquired | +30,000 | $0.79 | +$23,700 | 343,541 | Direct | |
| Apr 5, 2023 | Common stock, par value $0.001 per share | SSaleDisposed | −30,000 | $16.83 | −$504,900 | 313,541 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 280,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.