Del Carmen Jeffrey's Form 4 filing
Catalyst Pharmaceuticals, Inc. (CPRX) · filed Mar 30, 2023
- Accession no.
- 0001161697-23-000201
- Filed
- Mar 30, 2023
- Trade date
- Mar 29, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $667.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Del Carmen JeffreyCIK 0001816477 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Common stock, par value $0.001 per share | MOption exerciseAcquired | +20,983 | $2.24 | +$47,001.92 | 28,524 | Direct | |
| Mar 29, 2023 | Common stock, par value $0.001 per share | SSaleDisposed | −20,983 | $16.70 | −$350,416.1 | 7,541 | Direct | |
| Mar 29, 2023 | Common stock, par value $0.001 per share | MOption exerciseAcquired | +19,017 | $4.21 | +$80,061.57 | 26,558 | Direct | |
| Mar 29, 2023 | Common stock, par value $0.001 per share | SSaleDisposed | −19,017 | $16.69 | −$317,393.73 | 7,541 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Common Stock | MOption exerciseDisposed | −20,983 | $0.00 | $0 | 690,334 | Direct | |
| Mar 29, 2023 | Common Stock | MOption exerciseDisposed | −19,017 | $0.00 | $0 | 671,317 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.