Tierney David S's Form 4 filing
Catalyst Pharmaceuticals, Inc. (CPRX) · filed May 24, 2022
- Accession no.
- 0001161697-22-000261
- Filed
- May 24, 2022
- Trade date
- May 20, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tierney David SCIK 0001292636 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2022 | Common stock, par value $0.001 per share | MOption exerciseAcquired | +20,000 | $2.53 | +$50,600 | 328,207 | Direct | |
| May 20, 2022 | Common stock, par value $0.001 per share | SSaleDisposed | −20,000 | –F2 | – | 308,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 252,333 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
12,803 shares were sold at a price of $7.03 per share, 5,626 were sold at a price of $7.04 per share, and 1,571 were sold at a price of $7.05 per share.
Referenced by the price of 1 transaction in Table I.