Takesako Ichiro John Paul's Form 4 filing
USBC, Inc. (USBC) · filed Sep 30, 2021
- Accession no.
- 0001161697-21-000456
- Filed
- Sep 30, 2021
- Trade date
- Aug 27-Sep 9, 2021
- Filing delay
- 34 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $161.6K. It was filed 34 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Takesako Ichiro John PaulCIK 0001572834 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | SSaleDisposed | −20,050 | $2.33 | −$46,716.5 | 149,950 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −3,000 | $2.35 | −$7,050 | 146,950 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −10,000 | $2.27 | −$22,700 | 136,950 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −6,950 | $2.32 | −$16,124 | 130,000 | Direct | |
| Sep 3, 2021 | Common Stock | SSaleDisposed | −5,000 | $2.45 | −$12,250 | 125,000 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −7,000 | $2.28 | −$15,960 | 118,000 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −9,000 | $2.26 | −$20,340 | 109,000 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −9,000 | $2.27 | −$20,430 | 100,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.