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Caudill Cortney's Form 4 filing

Halozyme Therapeutics, Inc. (HALO) · filed Dec 19, 2025

Accession no.
0001159036-25-000075
Filed
Dec 19, 2025
Trade date
Nov 1, 2025
Filing delay
48 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $277.9K. It was filed 48 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Caudill CortneyCIK 0002090209Officer (SVP, CHIEF OPERATING OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2025Common StockMOption exerciseAcquired+9,326$0.00$017,000Direct
Nov 1, 2025Common StockSSaleDisposed−4,263$65.19−$277,904.9712,737Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2025Common StockMOption exerciseDisposed−9,326$0.00$018,651Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)