Shepard William R's Form 4/A amendment
AmendedCME Group Inc. (CME) · filed Mar 29, 2023
- Accession no.
- 0001156375-23-000055
- Filed
- Mar 29, 2023
- Trade date
- Dec 28, 2022-Jan 18, 2023
- Filing delay
- 91 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jan 20, 2023
This filing lists 4 non-derivative transactions. Open-market purchases total $279.3K. It was filed 91 days after the trade.
This amendment replaces 0001156375-23-000004 (filed Jan 20, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shepard William RCIK 0001212852 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2022 | Common Stock Class A | PPurchaseAcquired | +12.76 | $168.11 | +$2,145.08 | 2,157.29 | Direct | |
| Dec 28, 2022 | Common Stock Class A | PPurchaseAcquired | +289.37 | $168.11 | +$48,645.99 | 248,132.06 | Indirect | |
| Jan 18, 2023 | Common Stock Class A | PPurchaseAcquired | +54.84 | $175.98 | +$9,650.74 | 2,212.13 | Direct | |
| Jan 18, 2023 | Common Stock Class A | PPurchaseAcquired | +1,243.92 | $175.98 | +$218,905.04 | 249,570.68 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker.
- F2
This Form 4/A is being filed solely to correct the number of securities held indirectly following this purchase.