Shepard William R's Form 4 filing
CME Group Inc. (CME) · filed Nov 8, 2022
- Accession no.
- 0001156375-22-000318
- Filed
- Nov 8, 2022
- Trade date
- Jan 14-Nov 4, 2022
- Filing delay
- 298 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $8.27M. It was filed 298 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shepard William RCIK 0001212852 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2022 | Common Stock Class A | LLess common codeAcquired | +30.35 | $222.28 | +$6,746.2 | 2,114.08 | Direct | |
| Mar 25, 2022 | Common Stock Class A | LLess common codeAcquired | +8.61 | $245.59 | +$2,114.53 | 2,122.69 | Direct | |
| Jun 27, 2022 | Common Stock Class A | LLess common codeAcquired | +10.06 | $211.06 | +$2,123.26 | 2,132.74 | Direct | |
| Sep 27, 2022 | Common Stock Class A | LLess common codeAcquired | +11.79 | $180.93 | +$2,133.16 | 2,144.53 | Direct | |
| Nov 4, 2022 | Common Stock Class A | PPurchaseAcquired | +40,000 | $170.00 | +$6,800,000 | 239,197.7 | Indirect | |
| Nov 4, 2022 | Common Stock Class A | PPurchaseAcquired | +8,645 | $170.00 | +$1,469,650 | 247,842.7 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.