Sammann Derek's Form 4 filing
CME Group Inc.CME · filed Dec 3, 2021
- Accession no.
- 0001156375-21-000186
- Filed
- Dec 3, 2021
- Trade date
- Dec 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.02M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sammann DerekCIK 0001475318 | Officer (Sr MD Gl Hd Commodity & Option) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Common Stock Class A | SSaleDisposed | −4,500 | $226.84F1 | −$1,020,780 | 11,404 | Indirect | |
| Dec 2, 2021 | Common Stock Class A | GGiftDisposed | −3,700 | $0.00 | $0 | 13,951 | Indirect | |
| Dec 2, 2021 | Common Stock Class A | GGiftAcquired | +3,700 | $0.00 | $0 | 15,104 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 2, 2021, Mr. Sammann's spouse sold an aggregate of 4,500 shares of CME Group Class A common stock. For reporting purposes, the sale prices within $1 range have been aggregated and the weighted average has been reported. The price range was $226.79 to $226.93. The Company maintains a record of the transaction and copies will be provided upon request.
Referenced by the price of 1 transaction in Table I.