Siegel Howard J's Form 4 filing
CME Group Inc. (CME) · filed Nov 15, 2021
- Accession no.
- 0001156375-21-000183
- Filed
- Nov 15, 2021
- Trade date
- Nov 11-12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $1.34M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegel Howard JCIK 0001212853 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock Class A | SSaleDisposed | −1,000 | $222.00 | −$222,000 | 79,985 | Direct | |
| Nov 12, 2021 | Common Stock Class A | SSaleDisposed | −2,000 | $223.00 | −$446,000 | 77,985 | Direct | |
| Nov 12, 2021 | Common Stock Class A | SSaleDisposed | −1,000 | $223.69 | −$223,690 | 76,985 | Direct | |
| Nov 12, 2021 | Common Stock Class A | SSaleDisposed | −1,000 | $224.00 | −$224,000 | 75,985 | Direct | |
| Nov 12, 2021 | Common Stock Class A | SSaleDisposed | −1,000 | $225.00 | −$225,000 | 74,985 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.