Duffy Terrence A's Form 4 filing
CME Group Inc. (CME) · filed Nov 5, 2021
- Accession no.
- 0001156375-21-000169
- Filed
- Nov 5, 2021
- Trade date
- Nov 4, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $352.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Duffy Terrence ACIK 0001212809 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock Class A | PPurchaseAcquired | +300 | $220.13 | +$66,039 | 79,608 | Direct | |
| Nov 4, 2021 | Common Stock Class A | PPurchaseAcquired | +100 | $220.21 | +$22,021 | 79,708 | Direct | |
| Nov 4, 2021 | Common Stock Class A | PPurchaseAcquired | +300 | $220.21 | +$66,063 | 80,008 | Direct | |
| Nov 4, 2021 | Common Stock Class A | PPurchaseAcquired | +200 | $220.21 | +$44,042 | 80,208 | Direct | |
| Nov 4, 2021 | Common Stock Class A | PPurchaseAcquired | +100 | $220.20 | +$22,020 | 80,308 | Direct | |
| Nov 4, 2021 | Common Stock Class A | PPurchaseAcquired | +600 | $220.26 | +$132,156 | 80,908 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.