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Hult David W's Form 4 filing

Asbury Automotive Group Inc (ABG) · filed Feb 7, 2023

Accession no.
0001144980-23-000014
Filed
Feb 7, 2023
Trade date
Feb 3-7, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.82M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hult David WCIK 0001524707Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 3, 2023Common StockFTax withholdingDisposed−1,229$241.71−$297,061.5952,507Direct
Feb 3, 2023Common StockMOption exerciseAcquired+5,110$0.00$057,617Direct
Feb 3, 2023Common StockFTax withholdingDisposed−2,305$241.71−$557,141.5555,312Direct
Feb 4, 2023Common StockFTax withholdingDisposed−1,730$243.13−$420,614.953,582Direct
Feb 4, 2023Common StockMOption exerciseAcquired+4,887$0.00$058,469Direct
Feb 4, 2023Common StockFTax withholdingDisposed−2,205$243.13−$536,101.6556,264Direct
Feb 7, 2023Common StockSSaleDisposed−1,600$229.85F8−$367,76054,664Direct
Feb 7, 2023Common StockSSaleDisposed−4,287$230.87F9−$989,739.6950,377Direct
Feb 7, 2023Common StockSSaleDisposed−6,022$231.75F10−$1,395,598.544,355Direct
Feb 7, 2023Common StockSSaleDisposed−2,504$233.00F11−$583,43241,851Direct
Feb 7, 2023Common StockSSaleDisposed−6,147$234.02F12−$1,438,520.9435,704Direct
Feb 7, 2023Common StockSSaleDisposed−4,403$235.12F13−$1,035,233.3631,301Direct
Feb 7, 2023Common StockSSaleDisposed−37$235.94−$8,729.7831,264Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 3, 2023Common StockMOption exerciseDisposed−5,110$0.00$05,110Direct
Feb 4, 2023Common StockMOption exerciseDisposed−4,887$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F8

Represents the weighted average share price of an aggregate total of 1,600 shares of Issuer's common stock sold in the price range of $229.26 to $230.22 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Represents the weighted average share price of an aggregate total of 4,287 shares of Issuer's common stock sold in the price range of $230.30 to $231.25 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Represents the weighted average share price of an aggregate total of 6,022 shares of Issuer's common stock sold in the price range of $231.33 to $232.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Represents the weighted average share price of an aggregate total of 2,504 shares of Issuer's common stock sold in the price range of $232.57 to $233.53 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

Represents the weighted average share price of an aggregate total of 6,147 shares of Issuer's common stock sold in the price range of $233.62 to $234.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F13

Represents the weighted average share price of an aggregate total of 4,403 shares of Issuer's common stock sold in the price range of $234.63 to $235.38 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)