Wedbush Capital, Inc.'s Form 4 filing
JMP Group LLC (JMP) · filed Aug 19, 2021
- Accession no.
- 0001142495-21-000068
- Filed
- Aug 19, 2021, 6:11 PM ET
- Trade date
- Aug 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $43.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wedbush Capital, Inc.CIK 0001130381 | 10% Owner, Other: Possible Member of 10% Group |
| Wedbush Securities IncCIK 0001142495 | 10% Owner, Other: Possible Member of 10% Group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Shares representing limited liability company interests in J | PPurchaseAcquired | +2,050 | $7.15 | +$14,650.94 | 2,237,500 | Direct | |
| Aug 18, 2021 | Shares representing limited liability company interests in J | PPurchaseAcquired | +1,001 | $7.26 | +$7,266.96 | 2,238,501 | Direct | |
| Aug 17, 2021 | Shares representing limited liability company interests in J | PPurchaseAcquired | +2,050 | $7.15 | +$14,650.94 | 2,237,500 | Indirect | |
| Aug 18, 2021 | Shares representing limited liability company interests in J | PPurchaseAcquired | +1,001 | $7.26 | +$7,266.96 | 2,238,501 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.