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Seshadri Raj's Form 4 filing

Mastercard Inc (MA) · filed Jun 6, 2024

Accession no.
0001141391-24-000108
Filed
Jun 6, 2024
Trade date
Jun 4-5, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.71M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Seshadri RajCIK 0001772738Officer (Chief Commercial Pmts Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 4, 2024Class A Common StockMOption exerciseAcquired+3,464$173.49+$600,969.3618,647.33Direct
Jun 4, 2024Class A Common StockSSaleDisposed−744$442.07F2−$328,900.0817,903.33Direct
Jun 4, 2024Class A Common StockSSaleDisposed−1,914$443.15F3−$848,189.115,989.33Direct
Jun 4, 2024Class A Common StockSSaleDisposed−620$443.81F4−$275,162.215,369.33Direct
Jun 4, 2024Class A Common StockSSaleDisposed−186$444.72F5−$82,717.9215,183.33Direct
Jun 4, 2024Class A Common StockSSaleDisposed−1,447$443.11−$641,180.1713,736.33Direct
Jun 5, 2024Class A Common StockMOption exerciseAcquired+3,457$227.25+$785,603.2517,193.33Direct
Jun 5, 2024Class A Common StockSSaleDisposed−871$443.45F6−$386,244.9516,322.33Direct
Jun 5, 2024Class A Common StockSSaleDisposed−800$444.49F7−$355,59215,522.33Direct
Jun 5, 2024Class A Common StockSSaleDisposed−1,001$445.77F8−$446,215.7714,521.33Direct
Jun 5, 2024Class A Common StockSSaleDisposed−785$446.63F9−$350,604.5513,736.33Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 4, 2024Class A Common StockMOption exerciseDisposed−3,464$0.00$03,464Direct
Jun 5, 2024Class A Common StockMOption exerciseDisposed−3,457$0.00$03,458Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $441.58 to $442.40. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $442.67 to $443.55. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $443.68 to $444.67. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $444.68 to $444.745. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $443.07 to $444.00. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $444.19 to $444.99. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $445.24 to $446.17. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F9

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $446.28 to $447.01. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)