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Seshadri Raj's Form 4 filing

Mastercard Inc (MA) · filed May 30, 2024

Accession no.
0001141391-24-000103
Filed
May 30, 2024
Trade date
May 28-29, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.86M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Seshadri RajCIK 0001772738Officer (Chief Commercial Pmts Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 28, 2024Class A Common StockMOption exerciseAcquired+3,464$173.49+$600,969.3620,399.33Direct
May 28, 2024Class A Common StockSSaleDisposed−703$443.20F2−$311,569.619,696.33Direct
May 28, 2024Class A Common StockSSaleDisposed−1,625$444.10F3−$721,662.518,071.33Direct
May 28, 2024Class A Common StockSSaleDisposed−36$444.91F4−$16,016.7618,035.33Direct
May 28, 2024Class A Common StockSSaleDisposed−400$446.29F5−$178,51617,635.33Direct
May 28, 2024Class A Common StockSSaleDisposed−200$447.29F6−$89,45817,435.33Direct
May 28, 2024Class A Common StockSSaleDisposed−400$448.46F7−$179,38417,035.33Direct
May 28, 2024Class A Common StockSSaleDisposed−1,852$450.03F8−$833,455.5615,183.33Direct
May 29, 2024Class A Common StockMOption exerciseAcquired+3,457$227.25+$785,603.2518,640.33Direct
May 29, 2024Class A Common StockSSaleDisposed−3,457$442.61−$1,530,102.7715,183.33Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 28, 2024Class A Common StockMOption exerciseDisposed−3,464$0.00$06,928Direct
May 29, 2024Class A Common StockMOption exerciseDisposed−3,457$0.00$06,915Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $442.61 to $443.55. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $443.72 to $444.68. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $444.90 to $444.91. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $446.00 to $446.59. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $447.15 to $447.42. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $448.25 to $448.90. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $450.00 to $450.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)