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Miebach Michael's Form 4 filing

Mastercard Inc (MA) · filed Mar 19, 2024

Accession no.
0001141391-24-000056
Filed
Mar 19, 2024
Trade date
Mar 15, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.73M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Miebach MichaelCIK 0001771933Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2024Class A Common StockMOption exerciseAcquired+7,850$112.31+$881,633.589,953.95Direct
Mar 15, 2024Class A Common StockSSaleDisposed−1,100$474.00F2−$521,40088,853.95Direct
Mar 15, 2024Class A Common StockSSaleDisposed−3,769$475.12F3−$1,790,727.2885,084.95Direct
Mar 15, 2024Class A Common StockSSaleDisposed−1,781$475.86F4−$847,506.6683,303.95Direct
Mar 15, 2024Class A Common StockSSaleDisposed−800$476.98F5−$381,58482,503.95Direct
Mar 15, 2024Class A Common StockSSaleDisposed−400$477.88F6−$191,15282,103.95Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 15, 2024Class A Common StockMOption exerciseDisposed−7,850$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $473.42 to $474.39. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $474.58 to $475.56. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $475.58 to $476.43. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $476.58 to $477.4. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $477.6 to $478.18. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)