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Madabhushi Venkata R's Form 4 filing

Mastercard Inc (MA) · filed Mar 5, 2024

Accession no.
0001141391-24-000050
Filed
Mar 5, 2024
Trade date
Mar 1, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.63M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Madabhushi Venkata RCIK 0001462769Officer (Chief Marketing Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2024Class A Common StockMOption exerciseAcquired+7,110$173.49+$1,233,513.919,364.79Direct
Mar 1, 2024Class A Common StockMOption exerciseAcquired+8,927$227.25+$2,028,660.7528,291.79Direct
Mar 1, 2024Class A Common StockSSaleDisposed−3,168$474.64F2−$1,503,659.5225,123.79Direct
Mar 1, 2024Class A Common StockSSaleDisposed−6,913$475.88F3−$3,289,758.4418,210.79Direct
Mar 1, 2024Class A Common StockSSaleDisposed−5,956$476.70F4−$2,839,225.212,254.79Direct
Mar 1, 2024Class A Common StockFTax withholdingDisposed−1,032$475.70F5−$490,922.411,222.79Direct
Mar 1, 2024Class A Common StockAGrant or awardAcquired+2,014$0.00$013,236.79Direct
Mar 1, 2024Class A Common StockFTax withholdingDisposed−339$475.70−$161,262.312,897.79Direct
Mar 1, 2024Class A Common StockAGrant or awardAcquired+6,307$0.00$019,204.79Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 1, 2024Class A Common StockMOption exerciseDisposed−7,110$0.00$00Direct
Mar 1, 2024Class A Common StockMOption exerciseDisposed−8,927$0.00$06,157Direct
Mar 1, 2024Class A Common StockAGrant or awardAcquired+5,770$0.00$05,770Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $474.21 to $475.18. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $475.25 to $476.24. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $476.26 to $477.1. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)