Miebach Michael's Form 4 filing
Mastercard Inc (MA) · filed Mar 5, 2024
- Accession no.
- 0001141391-24-000048
- Filed
- Mar 5, 2024
- Trade date
- Mar 1, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.74M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miebach MichaelCIK 0001771933 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +7,851 | $112.31 | +$881,745.81 | 55,490.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | SSaleDisposed | −1,800 | $474.71F2 | −$854,478 | 53,690.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | SSaleDisposed | −3,201 | $475.87F3 | −$1,523,259.87 | 50,489.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | SSaleDisposed | −2,850 | $476.73F4 | −$1,358,680.5 | 47,639.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −4,548 | $475.70 | −$2,163,483.6 | 43,091.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | AGrant or awardAcquired | +9,855 | $0.00 | $0 | 52,946.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −1,595 | $475.70 | −$758,741.5 | 51,351.95 | Direct | |
| Mar 1, 2024 | Class A Common Stock | AGrant or awardAcquired | +30,752 | $0.00 | $0 | 82,103.95 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,851 | $0.00 | $0 | 7,850 | Direct | |
| Mar 1, 2024 | Class A Common Stock | AGrant or awardAcquired | +28,241 | $0.00 | $0 | 28,241 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $474.29 to $475.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $475.29 to $476.24. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $476.37 to $476.99. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.