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Madabhushi Venkata R's Form 4 filing

Mastercard Inc (MA) · filed Feb 29, 2024

Accession no.
0001141391-24-000028
Filed
Feb 29, 2024
Trade date
Feb 27, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.2M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Madabhushi Venkata RCIK 0001462769Officer (Chief Marketing Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 27, 2024Class A Common StockMOption exerciseAcquired+10,769$112.31+$1,209,466.3935,023.79Direct
Feb 27, 2024Class A Common StockMOption exerciseAcquired+5,268$173.49+$913,945.3240,291.79Direct
Feb 27, 2024Class A Common StockSSaleDisposed−4,424$470.44F2−$2,081,226.5635,867.79Direct
Feb 27, 2024Class A Common StockSSaleDisposed−7,293$471.57F3−$3,439,160.0128,574.79Direct
Feb 27, 2024Class A Common StockSSaleDisposed−5,163$472.32F4−$2,438,588.1623,411.79Direct
Feb 27, 2024Class A Common StockSSaleDisposed−3,607$473.43F5−$1,707,662.0119,804.79Direct
Feb 27, 2024Class A Common StockSSaleDisposed−7,450$474.55F6−$3,535,397.512,354.79Direct
Feb 27, 2024Class A Common StockSSaleDisposed−100$474.98−$47,49812,254.79Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 27, 2024Class A Common StockMOption exerciseDisposed−10,769$0.00$00Direct
Feb 27, 2024Class A Common StockMOption exerciseDisposed−5,268$0.00$07,110Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $469.91 to $470.9. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $470.93 to $471.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $471.93 to $472.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $472.93 to $473.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $473.94 to $474.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)