Miebach Michael's Form 4 filing
Mastercard Inc (MA) · filed Feb 20, 2024
- Accession no.
- 0001141391-24-000026
- Filed
- Feb 20, 2024
- Trade date
- Feb 16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.69M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miebach MichaelCIK 0001771933 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Class A Common Stock | MOption exerciseAcquired | +7,851 | $112.31 | +$881,745.81 | 55,490.95 | Direct | |
| Feb 16, 2024 | Class A Common Stock | SSaleDisposed | −1,402 | $467.95F2 | −$656,065.9 | 54,088.95 | Direct | |
| Feb 16, 2024 | Class A Common Stock | SSaleDisposed | −1,300 | $469.27F3 | −$610,051 | 52,788.95 | Direct | |
| Feb 16, 2024 | Class A Common Stock | SSaleDisposed | −2,244 | $470.28F4 | −$1,055,308.32 | 50,544.95 | Direct | |
| Feb 16, 2024 | Class A Common Stock | SSaleDisposed | −2,505 | $471.32F5 | −$1,180,656.6 | 48,039.95 | Direct | |
| Feb 16, 2024 | Class A Common Stock | SSaleDisposed | −400 | $472.05F6 | −$188,820 | 47,639.95 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,851 | $0.00 | $0 | 15,701 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $467.54 to $468.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $468.8 to $469.7. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $469.81 to $470.8. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $470.81 to $471.62. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $471.89 to $472.15. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.