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McLaughlin Edward Grunde's Form 4 filing

Mastercard Inc (MA) · filed Feb 2, 2024

Accession no.
0001141391-24-000014
Filed
Feb 2, 2024
Trade date
Feb 1, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.58M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McLaughlin Edward GrundeCIK 0001704831Officer (President & CTO, MA Tech)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2024Class A Common StockMOption exerciseAcquired+10,000$112.31+$1,123,10033,614.4Direct
Feb 1, 2024Class A Common StockSSaleDisposed−500$455.77F2−$227,88533,114.4Direct
Feb 1, 2024Class A Common StockSSaleDisposed−3,321$457.48F3−$1,519,291.0829,793.4Direct
Feb 1, 2024Class A Common StockSSaleDisposed−2,027$458.32F4−$929,014.6427,766.4Direct
Feb 1, 2024Class A Common StockSSaleDisposed−2,805$459.34F5−$1,288,448.724,961.4Direct
Feb 1, 2024Class A Common StockSSaleDisposed−1,347$460.25F6−$619,956.7523,614.4Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 1, 2024Class A Common StockMOption exerciseDisposed−10,000$0.00$05,908Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $455.32 to $456.15. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $456.89 to $457.88. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $457.91 to $458.84. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $458.91 to $459.86. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $459.95 to $460.88. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)