Vosburg Craig's Form 4 filing
Mastercard Inc (MA) · filed Jan 16, 2024
- Accession no.
- 0001141391-24-000004
- Filed
- Jan 16, 2024
- Trade date
- Jan 11-12, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.83M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vosburg CraigCIK 0001663082 | Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,900 | $112.31 | +$999,559 | 55,390.82 | Direct | |
| Jan 11, 2024 | Class A Common Stock | SSaleDisposed | −8,397 | $430.21F2 | −$3,612,473.37 | 46,993.82 | Direct | |
| Jan 11, 2024 | Class A Common Stock | SSaleDisposed | −503 | $431.03F3 | −$216,808.09 | 46,490.82 | Direct | |
| Jan 12, 2024 | Class A Common Stock | MOption exerciseAcquired | +4,642 | $112.31 | +$521,343.02 | 51,132.82 | Direct | |
| Jan 12, 2024 | Class A Common Stock | SSaleDisposed | −4,642 | $430.00 | −$1,996,060 | 46,490.82 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −8,900 | $0.00 | $0 | 45,268 | Direct | |
| Jan 12, 2024 | Class A Common Stock | MOption exerciseDisposed | −4,642 | $0.00 | $0 | 40,626 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $430.00 to $430.84. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $431.00 to $431.06. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.