Murphy Timothy H's Form 4 filing
Mastercard Inc (MA) · filed Oct 3, 2023
- Accession no.
- 0001141391-23-000150
- Filed
- Oct 3, 2023
- Trade date
- Sep 29, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.95M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murphy Timothy HCIK 0001602576 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2023 | Class A Common Stock | MOption exerciseAcquired | +7,291 | $173.49 | +$1,264,915.59 | 46,426.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −1,500 | $394.96F2 | −$592,440 | 44,926.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −2,236 | $395.91F3 | −$885,254.76 | 42,690.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −1,050 | $397.14F4 | −$416,997 | 41,640.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −1,105 | $399.16F5 | −$441,071.8 | 40,535.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −1,100 | $399.83F6 | −$439,813 | 39,435.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −200 | $400.81F7 | −$80,162 | 39,235.06 | Direct | |
| Sep 29, 2023 | Class A Common Stock | SSaleDisposed | −228 | $401.96F8 | −$91,646.88 | 39,007.06 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2023 | Class A Common Stock | MOption exerciseDisposed | −7,291 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $394.40 to $395.39. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $395.40 to $396.36. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $396.63 to $397.52. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $398.54 to $399.52. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $399.58 to $400.29. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $400.77 to $400.85. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $401.88 to $402.03. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.