Bhalla Ajay's Form 4 filing
Mastercard Inc (MA) · filed Sep 21, 2023
- Accession no.
- 0001141391-23-000147
- Filed
- Sep 21, 2023
- Trade date
- Sep 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.54M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhalla AjayCIK 0001775071 | Officer (President Cyber & Intelligence) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,996 | $77.72 | +$155,129.12 | 8,231.25 | Direct | |
| Sep 19, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,004 | $90.13 | +$180,620.52 | 10,235.25 | Direct | |
| Sep 19, 2023 | Class A Common Stock | SSaleDisposed | −4,000 | $416.96 | −$1,667,840 | 6,235.25 | Direct | |
| Sep 20, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,093 | $90.13 | +$188,642.09 | 8,328.25 | Direct | |
| Sep 20, 2023 | Class A Common Stock | SSaleDisposed | −2,093 | $415.00 | −$868,595 | 6,235.25 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,996 | $0.00 | $0 | 0 | Direct | |
| Sep 19, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,004 | $0.00 | $0 | 10,288 | Direct | |
| Sep 20, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,093 | $0.00 | $0 | 8,195 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.