Ling Hai's Form 4 filing
Mastercard Inc (MA) · filed Aug 30, 2023
- Accession no.
- 0001141391-23-000139
- Filed
- Aug 30, 2023
- Trade date
- Aug 28-30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ling HaiCIK 0001923565 | Officer (Co-President, Intl Markets) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,324 | $77.72 | +$258,341.28 | 30,870.25 | Direct | |
| Aug 28, 2023 | Class A Common Stock | SSaleDisposed | −3,324 | $405.23F2 | −$1,346,984.52 | 27,546.25 | Direct | |
| Aug 29, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,324 | $77.72 | +$258,341.28 | 30,870.25 | Direct | |
| Aug 29, 2023 | Class A Common Stock | SSaleDisposed | −13,293 | $410.06F3 | −$5,450,927.58 | 17,577.25 | Direct | |
| Aug 30, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,324 | $77.72 | +$258,341.28 | 20,901.25 | Direct | |
| Aug 30, 2023 | Class A Common Stock | SSaleDisposed | −3,324 | $415.00 | −$1,379,460 | 17,577.25 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,324 | $0.00 | $0 | 6,648 | Direct | |
| Aug 29, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,324 | $0.00 | $0 | 3,324 | Direct | |
| Aug 30, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,324 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $405.00 to $405.45. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $410.00 to $410.35. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.