Murphy Timothy H's Form 4 filing
Mastercard Inc (MA) · filed Aug 3, 2023
- Accession no.
- 0001141391-23-000135
- Filed
- Aug 3, 2023
- Trade date
- Aug 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.94M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murphy Timothy HCIK 0001602576 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +7,380 | $173.49 | +$1,280,356.2 | 46,643.06 | Direct | |
| Aug 2, 2023 | Class A Common Stock | SSaleDisposed | −2,233 | $390.27F2 | −$871,472.91 | 44,410.06 | Direct | |
| Aug 2, 2023 | Class A Common Stock | SSaleDisposed | −4,147 | $391.25F3 | −$1,622,513.75 | 40,263.06 | Direct | |
| Aug 2, 2023 | Class A Common Stock | SSaleDisposed | −700 | $392.29F4 | −$274,603 | 39,563.06 | Direct | |
| Aug 2, 2023 | Class A Common Stock | SSaleDisposed | −300 | $393.13F5 | −$117,939 | 39,263.06 | Direct | |
| Aug 2, 2023 | Class A Common Stock | SSaleDisposed | −128 | $393.88 | −$50,416.64 | 39,135.06 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −7,380 | $0.00 | $0 | 7,291 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $389.77 to $390.57. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $390.77 to $391.73. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $391.84 to $392.76. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $392.87 to $393.26. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.