Seshadri Raj's Form 4 filing
Mastercard Inc (MA) · filed Jun 14, 2023
- Accession no.
- 0001141391-23-000087
- Filed
- Jun 14, 2023
- Trade date
- Jun 13, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.93M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seshadri RajCIK 0001772738 | Officer (President, Data & Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,664 | $112.31 | +$411,503.84 | 16,328.33 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −1,215 | $370.69F2 | −$450,388.35 | 15,113.33 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −391 | $371.49F3 | −$145,252.59 | 14,722.33 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −1,200 | $372.74F4 | −$447,288 | 13,522.33 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −445 | $373.85F5 | −$166,363.25 | 13,077.33 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −1,700 | $375.26F6 | −$637,942 | 11,377.33 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −213 | $376.46F7 | −$80,185.98 | 11,164.33 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,664 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.06 to $371.04. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.08 to $371.90. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $372.18 to $373.09. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.47 to $374.23. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.71 to $375.31. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.10 to $376.66. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.