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Malhotra Raghuvir's Form 4 filing

Mastercard Inc (MA) · filed May 19, 2023

Accession no.
0001141391-23-000085
Filed
May 19, 2023
Trade date
May 18, 2023
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $599.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Malhotra RaghuvirCIK 0001923563Officer (Co-President, Intl Markets)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 18, 2023Class A Common StockMOption exerciseAcquired+1,536$290.25+$445,82411,000.94Direct
May 18, 2023Class A Common StockSSaleDisposed−1,536$390.00−$599,0409,464.94Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 18, 2023Class A Common StockMOption exerciseDisposed−1,536$0.00$01,537Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)