Malhotra Raghuvir's Form 4 filing
Mastercard Inc (MA) · filed May 9, 2023
- Accession no.
- 0001141391-23-000081
- Filed
- May 9, 2023
- Trade date
- May 5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.35M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malhotra RaghuvirCIK 0001923563 | Officer (Co-President, Intl Markets) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,362 | $173.49 | +$583,273.38 | 17,326.94 | Direct | |
| May 5, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,536 | $227.25 | +$803,556 | 20,862.94 | Direct | |
| May 5, 2023 | Class A Common Stock | SSaleDisposed | −7,862 | $381.00 | −$2,995,422 | 13,000.94 | Direct | |
| May 5, 2023 | Class A Common Stock | SSaleDisposed | −3,536 | $383.00 | −$1,354,288 | 9,464.94 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,362 | $0.00 | $0 | 0 | Direct | |
| May 5, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,536 | $0.00 | $0 | 1,768 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.